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Ryan Lepine

ENTERPRISE EQUITIES
COLUMBIA, MD
·CRD# 7912535·2 years experience

Professional Summary

Ryan Lepine is a registered financial advisor currently at ENTERPRISE EQUITIES, INC. located in Columbia, Maryland. Ryan is registered as a RR (Registered Representative) and started their career in finance in 2024. Ryan has worked at 1 firm and has passed the Series 99TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

ENTERPRISE EQUITIES, INC.·CRD# 27394
BD
70 Corporate Center 11000 Broken Land Parkway , Suite 700, Columbia, MD 21044
September 16, 2024 - Present

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Current Firm

EE
ENTERPRISE EQUITIES, INC.

ENTERPRISE EQUITIES, INC.

CRD#: 27394 / SEC#: 8-43068
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

70 Corporate Center 11000 Broken Land Parkway , Suite 700, Columbia, MD 21044

Mailing Address

70 Corporate Center 11000 Broken Land Parkway , Suite 700, Columbia, MD 21044

Phone Number

(410) 964-0552

Established

Delaware since 05/10/1989

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (33 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ENTERPRISE OWNERSHIP, INC.PARENT CORPORATION—
ANKER, ADAM ROBERTCHIEF COMPLIANCE OFFICER5024956
ZELINSKY, ANNA HAUERPRESIDENT5088993

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Sep 2024About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ryan Lepine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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