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Adam Robert Anker

ENTERPRISE EQUITIES
COLUMBIA, MD
·CRD# 5024956·21 years experience

Professional Summary

Adam Robert Anker is a registered financial advisor currently at ENTERPRISE EQUITIES, INC. located in Columbia, Maryland. Adam is registered as a RR (Registered Representative) and started their career in finance in 2005. Adam has worked at 4 firms and has passed the Series 66, Series 99TO, Series 52TO, Series 79TO, SIE, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

ENTERPRISE EQUITIES, INC.·CRD# 27394
BD
70 Corporate Center 11000 Broken Land Parkway , Suite 700, Columbia, MD 21044
January 8, 2024 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
Fort Mill, SC
March 24, 2020 - June 30, 2023
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
March 24, 2020 - June 30, 2023
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Weehawken, NJ
August 20, 2018 - March 13, 2020
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
August 16, 2018 - March 13, 2020
LPL FINANCIAL LLC·CRD# 6413
RIA
Fort Mill, SC
June 26, 2013 - July 13, 2018
LPL FINANCIAL LLC·CRD# 6413
RIA
Fort Mill, SC
June 26, 2006 - June 7, 2013
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
June 26, 2006 - July 13, 2018
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
San Diego, CA
October 27, 2005 - June 9, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
San Diego, CA
October 20, 2005 - June 9, 2006

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Current Firm

EE
ENTERPRISE EQUITIES, INC.

ENTERPRISE EQUITIES, INC.

CRD#: 27394 / SEC#: 8-43068
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

Contact Information

Main Address

70 Corporate Center 11000 Broken Land Parkway , Suite 700, Columbia, MD 21044

Mailing Address

70 Corporate Center 11000 Broken Land Parkway , Suite 700, Columbia, MD 21044

Phone Number

(410) 964-0552

Established

Delaware since 05/10/1989

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (33 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ENTERPRISE OWNERSHIP, INC.PARENT CORPORATION—
ANKER, ADAM ROBERTCHIEF COMPLIANCE OFFICER5024956
ZELINSKY, ANNA HAUERPRESIDENT5088993

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Maryland
(1/8/2024)
RR
Pennsylvania
(5/31/2024)
RR
Washington
(3/20/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2005About the Series 66 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Nov 2008About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 2005About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Jun 2008About the Series 4 exam

Series 53 — Municipal Securities Principal Examination

Passed Nov 2007About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Mar 2007About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Adam Robert Anker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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