DP
Dongfang Pei
TD PRIVATE CLIENT WEALTH
Flushing, NY 11358
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CRD#: 7911824
DP
Dongfang PeiTD PRIVATE CLIENT WEALTH
Professional summary
Dongfang Pei, who also goes by Jeremy Pei, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Flushing, New York.
Dongfang is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Dongfang has worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, Series 6TO and SIE exams.
Aliases
Jeremy Pei
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*: 2592276 Entity Type; For Profit Name: LUNAX LLC Investment related: No Address: St. Petersburg, FL 33702 Nature of the other business Rental Property Holding Company Title, or relationship with the other business: Owner Start date of your relationship 9/25/2019 Approximate number of hours/month you devote to the other business 0 Number of hours you devote to the other business during securities trading hours 0 Duties relating to the other business: A rental property holding company. Rental property is managed by a local property manager. Rental property is managed by a local property manager. I do not manage the property.
CRS (Client Relationship Summary) - RIA
Click below to view Dongfang Pei's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dongfang Pei's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2026 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 196-41 Northern Boulevard, Flushing, NY 11358RIA
BD
CRD#: 164484
Flushing, NY
Current
September 8, 2026 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 1 Vanderbilt Avenue 23rd Floor, New York, NY 10017RIA
BD
CRD#: 164484
NEW YORK, NY
Past
August 11, 2025 - September 3, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
SYOSSET, NY
Past
July 11, 2025 - September 3, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
SYOSSET, NY
Past
May 17, 2024 - June 13, 2025
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BAYSIDE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/10/2026)
IAR
Florida(9/11/2026)
RR
New Jersey(9/10/2026)
IAR
New Jersey(9/10/2026)
RR
New York(9/8/2026)
IAR
New York(9/8/2026)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Passed: 8/11/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Passed: 5/17/2024
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017
Phone number
(877) 703-9896
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
671
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,698 |
| AUM (Assets Under Management) | $ 8,574,585,303 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
