Karl D. Fries

ARJUNA CAPITAL

MANCHESTER-BY-THE-SEA, MA 01944

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CRD#: 7911208

Professional summary

Karl Douglas Fries is a registered financial advisor currently at ARJUNA CAPITAL, LLC located in Manchester-by-the-sea, Massachusetts.

Karl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Karl has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karl Douglas Fries's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2025 - Present

ARJUNA CAPITAL, LLC

Office #1: 13 Elm Street, Manchester-by-the-sea, MA 01944

RIA

CRD#: 283713

MANCHESTER-BY-THE-SEA, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARJUNA CAPITAL, LLC

CRD#: 283713 / SEC#: 801-107908

RIA

Registered Investment Advisory firm - (6/2/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ARJUNA CAPITAL, LLC

CRD#: 283713 / SEC#: 801-107908

RIA

Registered Investment Advisory firm - (6/2/2016 Approved)

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Contact information

Main Address

13 Elm Street Suite 2, Manchester, MA 01944

Mailing Address

353 West Main Street, Durham, NC 27701

Phone number

(978) 704-0112

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARJUNA CAPITAL ADV 2A (6/5/2025)

Regulatory assets under management

Total Number of Accounts	610
AUM (Assets Under Management)	$ 598,552,202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Karl D. Fries

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karl Douglas Fries's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARJUNA CAPITAL, LLC

Primary Firm SEC Registration

ARJUNA CAPITAL, LLC

State Registrations and Notice Filings

Exams

Current Firm

ARJUNA CAPITAL, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARJUNA CAPITAL, LLC

TRUST BUT VERIFY

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