JS
Jessica Steffensen
CETERA INVESTMENT ADVISERS LLC
WALNUT CREEK, CA 94598
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CRD#: 7909427
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Professional summary
Jessica Steffensen, who also goes by Jessica A Hadley, Jessica Anne Hadley, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Walnut Creek, California and CETERA WEALTH SERVICES, LLC located in Walnut Creek, California.
Jessica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Jessica has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jessica A Hadley | Jessica Anne Hadley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HAWKES HASTINGS & AARON ACCOUNTANCY CORPORATION DBA HAWKES HASTINGS & AARON FINANCIAL SERVICES POSITION: Manager NATURE: The company provides tax services, including preparing business and individual tax returns, tax advice and planning, bookkeeping services, and minimal payroll services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/07/2017 ADDRESS: 2700 Ygnacio Valley Rd, Ste 140, Walnut Creek CA 94598, United States DESCRIPTION: I prepare and review business and individual income tax returns, reconcile clients books, prepare payroll forms, and advise clients on tax related matters. FOREST PARK SWIMMING ASSOCIATION POSITION: Chief Financial Officer NATURE: This is a non-profit community pool association that is owned and operated by its members. The entity provides swim lessons, a swim team, and a place for its members to bring their families to swim during the spring and summer months. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 1766 Mendocino Dr, Concord CA 94521, United States DESCRIPTION: I pay the bills, deposit checks,and balance the books for the nonprofit.
CRS (Client Relationship Summary) - RIA
Click below to view Jessica Steffensen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 175 Lennon Lane #205, Walnut Creek, CA 94598RIA
CRD#: 105644
WALNUT CREEK, CA
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 350 N Wiget Lane Suite 140, Walnut Creek, CA 94598BD
CRD#: 13572
WALNUT CREEK, CA
Past
August 19, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Walnut Creek, CA
Past
June 24, 2024 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
WALNUT CREEK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/5/2025)
IAR
California(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/24/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Walnut Creek, CA 94598TRUST BUT VERIFY
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