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ER

Elizabeth B. Richardson

SECURITY CAPITAL BROKERAGE
Atlanta, GA 30303
Some features on this profile are disabled
CRD#: 7908851
ER

Professional summary

Elizabeth Bowers Richardson, who also goes by Elizabeth Juanita Bowers, Elizabeth Bowers Martin, is a registered financial professional currently at SECURITY CAPITAL BROKERAGE, INC. located in Atlanta, Georgia.

Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2024. Elizabeth has worked at 2 firms and has passed the Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Elizabeth Juanita Bowers | Elizabeth Bowers Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Elizabeth Bowers Richardson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 4, 2026 - Present

SECURITY CAPITAL BROKERAGE, INC.

Office #1: 260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303
BD
CRD#: 35405
Atlanta, GA
Past

October 1, 2024 - January 10, 2025

EDWARD JONES

BD
CRD#: 250
ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 9/30/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/6/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SC
SECURITY CAPITAL BROKERAGE, INC.
SECURITY CAPITAL BROKERAGE, INC.

CRD#: 35405 / SEC#: , 8-46669

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303
Mailing Address
260 Peachtree Street, Nw Suite 2200, Atlanta, GA 30303
Phone number
(404) 230-8475
Established
Georgia since 10/04/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LEWIS, NATHAN LCEO, CCO, PRESIDENT & EXEC REP4193024
RICHMOND, LEROME CORDELLPASSIVE SHAREHOLDER
CARTER, ANA RFINOP, CFO4424794

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SECURITY CAPITAL BROKERAGE, INC.

CRD#: 35405Atlanta, GA 30303

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