Michael Berkman
Professional summary
Michael Berkman, who also goes by Mike Berkman, Mikey Berkman, is a registered financial professional currently at CNL SECURITIES CORP. located in Orlando, Florida.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2024. Michael has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Berkman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2024 - Present
CNL SECURITIES CORP.
Office #1: 450 South Orange Avenue Suite 1300, Orlando, FL 32801State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 7TO
Date: 5/24/2024
General Securities Representative ExaminationFINRA
Current Firm
CNL SECURITIES CORP.
CRD#: 10356 / SEC#: , 8-26901
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CNL FINANCIAL GROUP, INC. | PARENT COMPANY OF CNL SECURITIES CORP. | |
| BOYCE, KATHLEEN ANNE | CHIEF COMPLIANCE OFFICER | 3086688 |
| HELMS, BRACKSTON EDWARD | CO-PRESIDENT | 2730942 |
| MUJA, GZIM | CO-PRESIDENT | 2916434 |
| MUJA, GZIM | NATIONAL SALES DIRECTOR | 2916434 |
| TURNER, TRACY JEANNE | CHIEF FINANCIAL OFFICER, FINOP & TREASURER | 6122300 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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