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MD

Mark Dea

BASSO CAPITAL MANAGEMENT, L.P.
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 7904745
MD

Professional summary

Mark Dea is a registered financial advisor currently at BASSO CAPITAL MANAGEMENT, L.P. located in Stamford, Connecticut.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Mark has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Dea's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 26, 2025 - Present

BASSO CAPITAL MANAGEMENT, L.P.

Office #1: 1266 East Main Street 6th Floor, Stamford, CT 06902
RIA
CRD#: 132311
Stamford, CT
Past

May 2, 2024 - June 10, 2025

ONE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 114861
San Francisco, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BASSO CAPITAL MANAGEMENT, L.P.
BASSO CAPITAL GROUP | BASSO FAMILY OFFICE | BASSO CAPITAL MANAGEMENT, L.P.

CRD#: 132311 / SEC#: 801-64130

RIA
Registered Investment Advisory firm - (4/12/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(6/26/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/2/2024
Uniform Investment Adviser Law Examination

Current Firm

BC
BASSO CAPITAL MANAGEMENT, L.P.
BASSO CAPITAL GROUP | BASSO FAMILY OFFICE | BASSO CAPITAL MANAGEMENT, L.P.

CRD#: 132311 / SEC#: 801-64130

RIA
Registered Investment Advisory firm - (4/12/2005 Approved)
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Contact information

Main Address
1266 East Main Street 4th Floor, Stamford, CT 06902-3546
Mailing Address
Phone number
(203) 352-6100
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

BROWN ADV PART 2B (6/23/2025)
NAYAK ADV PART 2B (6/16/2025)
BASSO CAPITAL MANAGEMENT, L.P. FORM ADV PART 2A (4/11/2025)

Regulatory assets under management

Total Number of Accounts13
AUM (Assets Under Management)$ 2,231,506,173

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BASSO CAPITAL MANAGEMENT, L.P.

CRD#: 132311Stamford, CT 06902

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