PL
Paulo A. Lopes
WOODMONT FINANCIAL PARTNERS LLC
BETHESDA, MD
Some features on this profile are disabled
CRD#: 7903390
PL
Professional summary
Paulo Antonio Lopes, who also goes by Paulo Lopes, is a registered financial advisor currently at WOODMONT FINANCIAL PARTNERS LLC located in Bethesda, Maryland.
Paulo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Paulo has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paulo Lopes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
- name of the other business: Self-Employed (Legal Services) - whether the business is investment-related: The business is not investment-related - address of the other business: 1304 S. 105th Pl. Apt 3121, Mesa, AZ 85209 - nature of the other business: Legal - position: Paralegal - title: Independent Contractor - start date: 01/2012 - approximate number of hours/month you devote to the other business: 16 hours per month - number of hours you devote to the other business during securities trading hours: on average 1 hour - describe your duties relating to the other business: legal research and analysis; document preparation; case management; preparing for trial; legal billing - name of the other business: Open Path Financial, LLC - whether the business is investment-related: The business is investment-related - address of the other business: 5661 Ekwill St Unit 101, Goleta, CA 93117 - nature of the other business: Registered Investment Advisor (RIA) - position: Paraplanner - title: Independent Contractor - start date: 09/2025 - approximate number of hours/month you devote to the other business: 8 hours per month - number of hours you devote to the other business during securities trading hours: on average 1 hour - describe your duties relating to the other business: Preparing draft financial planning analyses and related paraplanning materials ("Draft Materials") for the Company's internal use. Consultant's role is limited to creating Draft Materials; the Company's owner or other designated investment adviser representative will review, approve, and be solely responsible for any final advice or recommendations provided to the Company's clients.
CRS (Client Relationship Summary) - RIA
Click below to view Paulo Antonio Lopes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2024 - Present
WOODMONT FINANCIAL PARTNERS LLC
RIA
CRD#: 331264
BETHESDA, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(6/4/2024)
IAR
Maryland(5/16/2024)
IAR
Texas(6/19/2024)
Current Firm
WF
WOODMONT FINANCIAL PARTNERS LLC
WOODMONT FINANCIAL PARTNERS LLC
CRD#: 331264 / SEC#:
Arizona
Registered Investment Advisory firm - (6/4/2024 Approved)Maryland
Registered Investment Advisory firm - (5/13/2024 Approved)Texas
Registered Investment Advisory firm - (6/10/2024 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Mesa, AZ
Mailing Address
Phone number
(301) 541-7447
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
