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TT

Timmy M. Tao

GIRARD INVESTMENT SERVICES
Souderton, PA 18964
Some features on this profile are disabled
CRD#: 7901667
TT

Professional summary

Timmy Mc Tao is a registered financial professional currently at GIRARD INVESTMENT SERVICES, LLC located in Souderton, Pennsylvania.

Timmy is registered as a RR (Registered Representative) and started their career in finance in 2024. Timmy has worked at 1 firm and has passed the Series 99TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Timmy Mc Tao's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 24, 2024 - Present

GIRARD INVESTMENT SERVICES, LLC

Office #1: 41 West Broad Street, Souderton, PA 18964
BD
CRD#: 1834
Souderton, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 10/24/2024
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 6/26/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

GI
GIRARD INVESTMENT SERVICES, LLC
FIN-PLAN INVESTMENTS, INC. | UNIVEST INVESTMENTS, INC. | GIRARD INVESTMENT SERVICES, LLC | GIRARD

CRD#: 1834 / SEC#: 801-61159, 8-14145

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
PREMIUM
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Contact information

Main Address
41 West Broad Street, Souderton, PA 18964
Mailing Address
41 West Broad Street, Souderton, PA 18964
Phone number
(215) 721-2112
Established
Pennsylvania since 01/01/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
UNIVEST BANK AND TRUST CO.HOLDING COMPANY
COLON, LISA MARIEPRINCIPAL OPERATIONS OFFICER2392261
GEIBEL, DAVID WARRENPRESIDENT2645082
HELLINGS, THOMAS EDWINSVP, CHIEF COMPLIANCE OFFICER2128581
JOHNSON, DARREN GLENVP, FINANCIAL OFFICER4102844
VANSANT, WILLIAM FRANCIS IIISVP, MANAGING DIRECTOR4511525

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GIRARD INVESTMENT SERVICES, LLC

CRD#: 1834Souderton, PA 18964

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