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Brandon West
77 FINANCIAL GROUP
CARLSBAD, CA 92008
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CRD#: 7898446
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Professional summary
Brandon West is a registered financial advisor currently at 77 FINANCIAL GROUP located in Carlsbad, California.
Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Brandon has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TOP TIER ESCAPE ROOMS; NON-INVESTMENT RELATED; 4570 OCEANSIDE BLVD., STE A13, OCEANSIDE, CA 92056; ENTERTAINMENT SERVICE BUSINESS DESIGNING AND OPERATING ESCAPE ROOMS; OWNER AND MANAGER; 01/2019; APPROX. 40-80 HOURS PER MONTH DURING NON-TRADING HOURS; MANAGE EMPLOYEES, BUILD AND REPAIR PROPS AND SET PIECES, MARKETING.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon West's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2024 - Present
77 FINANCIAL GROUP
Office #1: 1241 Carlsbad Village Drive Suite 100/a, Carlsbad, CA 92008RIA
CRD#: 312367
CARLSBAD, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/27/2024)
Current Firm
7F
77 FINANCIAL GROUP
77 FINANCIAL GROUP | WEST AND WALTERS TAX AND WEALTH MANAGEMENT | 77 FINANCIAL GROUP LLC
CRD#: 312367 / SEC#:
Arizona
Registered Investment Advisory firm - (2/3/2021 Approved)California
Registered Investment Advisory firm - (2/2/2021 Approved)Texas
Registered Investment Advisory firm - (1/7/2021 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1241 Carlsbad Village Drive Suite 100/a, Carlsbad, CA 92008
Mailing Address
Phone number
(858) 283-7185
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 65 |
| AUM (Assets Under Management) | $ 21,050,000 |
Red Flags
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