AS
Andrew M. Steger
ORGEL WEALTH MANAGEMENT
Onalaska, WI 54650
Some features on this profile are disabled
CRD#: 7898224
AS
Professional summary
Andrew M Steger is a registered financial advisor currently at ORGEL WEALTH MANAGEMENT, LLC located in Onalaska, Wisconsin.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Andrew has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew M Steger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 10, 2024 - Present
ORGEL WEALTH MANAGEMENT, LLC
Office #1: 2850 Midwest Drive Suite 107, Onalaska, WI 54650RIA
CRD#: 168219
Onalaska, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
ORGEL WEALTH MANAGEMENT, LLC
ORGEL WEALTH MANAGEMENT, LLC
CRD#: 168219 / SEC#: 801-78284
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(4/10/2024)
IAR
Wisconsin(4/10/2024)
Exams
Current Firm
OW
ORGEL WEALTH MANAGEMENT, LLC
ORGEL WEALTH MANAGEMENT, LLC
CRD#: 168219 / SEC#: 801-78284
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2420 Rivers Edge Drive, Altoona, WI 54720
Mailing Address
Phone number
(715) 835-6525
Established
Firm type
Fiscal year end
# of Employees
78
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,031 |
| AUM (Assets Under Management) | $ 7,104,580,359 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
