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Christopher J E Carver

KESTRA ADVISORY SERVICES
Montgomery, AL
·CRD# 7897758·2 years experience

Professional Summary

Christopher J E Carver is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Montgomery, Alabama and KESTRA INVESTMENT SERVICES, LLC located in Montgomery, Alabama. Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Christopher has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
7050 Fain Park Dr. Ste 12, Montgomery, AL 36117
November 26, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
7050 Fain Park Dr. Ste 12, Montgomery, AL 36117
August 1, 2024 - Present

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: TY HAFAN, LLC POSI: Owner of Rental Property LLC NOB: Real Estate INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2022 ADDRESS: 501 Field View Ct., Montgomery AL 36117 DESC: I am the owner of a rental property in Auburn, Alabama. My current renters are my oldest 2 daughters. Name: AUDAX PARTNERS, LLC POSI: CFO, partner NOB: Transportation Broker INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2010 ADDRESS: P.O. Box 242383, Montgomery AL 36124 DESC: I simply submit the quarterly and annual labor and tax forms for my brother and I monitor the books for this very small business. Name: ALABAMA LAW FOUNDATION POSI: Treasurer NOB: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 445 Dexter Ave, Ste 5040, Montgomery AL 36104 DESC: I serve as the chair of the financial committee for the foundation. Name: REFORMATION PRESBYTERIAN CHURCH POSI: Associate Pastor (part time) NOB: Church INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2024 ADDRESS: 299 Vaughn Road, Pike Road AL 36064 DESC: I serve as an ordained reverend on a part time basis for this Church, which is a church in the Presbyterian Church in America (PCA) denomination. My duties include teaching on Sunday morning and Wednesday evenings. I also serve on the board of the church and am a trustee. Name: CORPFINANCIAL, LLC POSI: Executive Vice President NOB: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2024 ADDRESS: 7050 Fain Park Drive, Ste 12, Montgomery AL 36117 DESC: Financial Advisor Name: KESTRA ADVISORY SERVICES POSI: Executive Vice President NOB: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESC: Investment Advisory Representative Name: RIVER REGION UNITED WAY POSITION: Chairman of the Board NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 11/01/2024 ADDRESS: 624 South Perry St., P.O. Box 390, Montgomery AL 36106, United States DESCRIPTION: As Chairman it is my duty oversee our meetings and committees and run the meetings according to Roberts rules of order. All decisions are made by consensus. Name: GREATER MONTGOMERY AREA YMCA POSITION: Metro Board Member and Swim Coach NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2017 ADDRESS: 850 South Lawrence Street, Montgomery AL 36104, United States DESCRIPTION: My job is to provide oversight and advice for the operations of the Greater Montgomery Area YMCA I also Coach Swimming for about 8 weeks a year for the YMCA. purely volunteer basis for one of the local branches. My children are involved in this activity as well. The team does not travel or raise funds, and I have no access to any team accounts. During the 8 weeks of the summer, I donate a little over 100 hours to this activity. Name: SOUTHEAST ALABAMA PRESBYTERY OF THE PCA POSITION: Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: PO Box 3133, Auburn AL 36831-3133, United States DESCRIPTION: Oversee our bookkeeping and report to the Presbytery quarterly as to the status of our finances. I do serve as a signer on the accounts, but rarely exercise that authority as the operations are not significant and the book-keeping service initiates regular giving checks and automatic transfers etc.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/26/2024)
IAR
Alabama
(11/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2024About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed May 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Christopher J E Carver's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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