CC
Christopher J. Carver
KESTRA ADVISORY SERVICES
Montgomery, AL 36117
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CRD#: 7897758
CC
Christopher J E CarverKESTRA ADVISORY SERVICES
Professional summary
Christopher J E Carver is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Montgomery, Alabama and KESTRA INVESTMENT SERVICES, LLC located in Montgomery, Alabama.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Christopher has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: TY HAFAN, LLC POSI: Owner of Rental Property LLC NOB: Real Estate INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2022 ADDRESS: 501 Field View Ct., Montgomery AL 36117 DESC: I am the owner of a rental property in Auburn, Alabama. My current renters are my oldest 2 daughters. Name: AUDAX PARTNERS, LLC POSI: CFO, partner NOB: Transportation Broker INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2010 ADDRESS: P.O. Box 242383, Montgomery AL 36124 DESC: I simply submit the quarterly and annual labor and tax forms for my brother and I monitor the books for this very small business. Name: ALABAMA LAW FOUNDATION POSI: Treasurer NOB: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2019 ADDRESS: 445 Dexter Ave, Ste 5040, Montgomery AL 36104 DESC: I serve as the chair of the financial committee for the foundation. Name: REFORMATION PRESBYTERIAN CHURCH POSI: Associate Pastor (part time) NOB: Church INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/11/2024 ADDRESS: 299 Vaughn Road, Pike Road AL 36064 DESC: I serve as an ordained reverend on a part time basis for this Church, which is a church in the Presbyterian Church in America (PCA) denomination. My duties include teaching on Sunday morning and Wednesday evenings. I also serve on the board of the church and am a trustee. Name: CORPFINANCIAL, LLC POSI: Executive Vice President NOB: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2024 ADDRESS: 7050 Fain Park Drive, Ste 12, Montgomery AL 36117 DESC: Financial Advisor Name: KESTRA ADVISORY SERVICES POSI: Executive Vice President NOB: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESC: Investment Advisory Representative Name: RIVER REGION UNITED WAY POSITION: Chairman of the Board NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 11/01/2024 ADDRESS: 624 South Perry St., P.O. Box 390, Montgomery AL 36106, United States DESCRIPTION: As Chairman it is my duty oversee our meetings and committees and run the meetings according to Roberts rules of order. All decisions are made by consensus. Name: GREATER MONTGOMERY AREA YMCA POSITION: Metro Board Member and Swim Coach NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2017 ADDRESS: 850 South Lawrence Street, Montgomery AL 36104, United States DESCRIPTION: My job is to provide oversight and advice for the operations of the Greater Montgomery Area YMCA I also Coach Swimming for about 8 weeks a year for the YMCA. purely volunteer basis for one of the local branches. My children are involved in this activity as well. The team does not travel or raise funds, and I have no access to any team accounts. During the 8 weeks of the summer, I donate a little over 100 hours to this activity. Name: SOUTHEAST ALABAMA PRESBYTERY OF THE PCA POSITION: Treasurer NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2025 ADDRESS: PO Box 3133, Auburn AL 36831-3133, United States DESCRIPTION: Oversee our bookkeeping and report to the Presbytery quarterly as to the status of our finances. I do serve as a signer on the accounts, but rarely exercise that authority as the operations are not significant and the book-keeping service initiates regular giving checks and automatic transfers etc.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher J E Carver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 26, 2024 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 7050 Fain Park Dr. Ste 12, Montgomery, AL 36117RIA
CRD#: 283330
Montgomery, AL
Current
August 1, 2024 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 7050 Fain Park Dr. Ste 12, Montgomery, AL 36117BD
CRD#: 42046
Montgomery, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/26/2024)
IAR
Alabama(11/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/1/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Montgomery, AL 36117TRUST BUT VERIFY
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