EC
Eugenio G. Canales
ALTERNA WEALTH MANAGEMENT
Houston, TX 77056
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CRD#: 7897609
EC
Professional summary
Eugenio Garcia Canales is a registered financial advisor currently at ALTERNA WEALTH MANAGEMENT, INC. located in Houston, Texas and ALTERNA SECURITIES, INC. located in Houston, Texas.
Eugenio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Eugenio has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Be Better Brand; not investment related; sells a deck of cards used to help kids improve there mental health; located at Aranjuez 178, Colonia Valle de San Angel #178, Monterrey, Mexico; business is a sole proprietorship registered in Mexico; the business sells mainly through e-commerce; I am the founder; I work around 2 to 3 hours a week outside of normal business hours; the business was registered in Mexico 07/2023. 2. Alterna Insurance Services, Inc.; not investment related; fixed life insurance sales; sales agent; spend 0-1 hours per day; receive commissions for sales; started Jan 2025.
CRS (Client Relationship Summary) - RIA
Click below to view Eugenio Garcia Canales's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2024 - Present
ALTERNA WEALTH MANAGEMENT, INC.
Office #1: 2800 Post Oak Blvd Suite 6300, Houston, TX 77056RIA
CRD#: 146153
Houston, TX
Current
May 16, 2024 - Present
ALTERNA SECURITIES, INC.
Office #1: 2800 Post Oak Blvd Suite 6300, Houston, TX 77056BD
CRD#: 41139
Houston, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALTERNA WEALTH MANAGEMENT, INC.
ACTINVER WEALTH MANAGEMENT, INC. | OPTIMA CAPITAL MANAGEMENT, INC. | ALTERNA WEALTH MANAGEMENT, INC.
CRD#: 146153 / SEC#: 801-71135
RIA
Registered Investment Advisory firm - (2/23/2010 Approved)Texas
Registered Investment Advisory firm - (4/9/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Texas(5/15/2024)
RR
Texas(5/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/15/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ALTERNA WEALTH MANAGEMENT, INC.
ACTINVER WEALTH MANAGEMENT, INC. | OPTIMA CAPITAL MANAGEMENT, INC. | ALTERNA WEALTH MANAGEMENT, INC.
CRD#: 146153 / SEC#: 801-71135
RIA
Registered Investment Advisory firm - (2/23/2010 Approved)Texas
Registered Investment Advisory firm - (4/9/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2800 Post Oak Blvd Suite 6300, Houston, TX 77056
Mailing Address
Phone number
(713) 885-9843
Established
Firm type
Fiscal year end
# of Employees
51
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,285 |
| AUM (Assets Under Management) | $ 1,231,485,679 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
