David A. Ruxin

MONTCALM TCR LLC

San Francisco, CA 94129

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CRD#: 7891034

Professional summary

David Aaron Ruxin is a registered financial advisor currently at MONTCALM TCR LLC located in San Francisco, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. David has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Contracted on an hourly basis to help with ad hoc projects by my former employer, Vibrant Emotional Health. All projects are related to corporate finance (budgeting and reporting), and not at all related investment activities or investment advisory.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Aaron Ruxin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2024 - Present

MONTCALM TCR LLC

Office #1: 16 Funston Ave Suite A, San Francisco, CA 94129

RIA

CRD#: 164521

San Francisco, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONTCALM TCR LLC

ENLIGHTEN CAPITAL | MONTCALM TCR LLC

CRD#: 164521 / SEC#: 801-77138

RIA

Registered Investment Advisory firm - (10/2/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/15/2024)

IAR

Texas
(6/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/14/2024

Uniform Investment Adviser Law Examination

Current Firm

MONTCALM TCR LLC

ENLIGHTEN CAPITAL | MONTCALM TCR LLC

CRD#: 164521 / SEC#: 801-77138

RIA

Registered Investment Advisory firm - (10/2/2012 Approved)

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Contact information

Main Address

16 Funston Ave Suite A, San Francisco, CA 94129

Mailing Address

Phone number

(415) 326-7650

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MONTCALM TCR LLC FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	930
AUM (Assets Under Management)	$ 223,449,930

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David A. Ruxin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Aaron Ruxin's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONTCALM TCR LLC

Primary Firm SEC Registration

MONTCALM TCR LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/14/2024

Current Firm

MONTCALM TCR LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MONTCALM TCR LLC

TRUST BUT VERIFY

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