AS
Amalfis E. Sepulveda
HORNOR, TOWNSEND & KENT
TAMPA, FL 33609
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CRD#: 7890146
AS
Professional summary
Amalfis E Sepulveda, who also goes by Amalfis Elena Grullon Sepulveda, Amalfis Elena Sepulveda, Amalfis Elena Sepulveda Manon, Amalfis Elena Sepulveda Nova, Amalfis Sepulveda, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Tampa, Florida.
Amalfis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Amalfis has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Amalfis Elena Grullon Sepulveda | Amalfis Elena Sepulveda | Amalfis Elena Sepulveda Manon | Amalfis Elena Sepulveda Nova | Amalfis Sepulveda
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: ALLIANCE INSURANCE & FINANCIAL | POSITION HELD: OWNER | ADDRESS: 5201 WEST KENNEDY BLVD SUITE 640, TAMPA, FL 33609 | START DATE: 02/18/2013 | NATURE OF ACTIVITY: INSURANCE BROKERAGE | APPROX HRS PER MTH: 30 | APPROX TRADING HRS PER MTH: 20 | DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS. 2)REAL ESTATE | INVESTMENT RELATED: NO | DBA NAME: FUTURE HOME REALTY | POSITION HELD: REAL ESTATE AGENT | ADDRESS: 13029 LINEBEAUGH AVENUE, SUITE 101, TAMPA, FL 33626 | START DATE: 10/2012 | NATURE OF ACTIVITY: REAL ESTATE | APPROX HRS PER MTH: 40 | APPROX TRADING HRS PER MTH: 20 | DESCRIPTION OF DUTIES: REAL ESTATE AGENT FOR RESIDENTIAL & COMMERCIAL PROEPRTIES.
CRS (Client Relationship Summary) - RIA
Click below to view Amalfis E Sepulveda's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Amalfis E Sepulveda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 30, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 5201 West Kennedy Blvd Suite 640, Tampa, FL 33609RIA
BD
CRD#: 4031
TAMPA, FL
Current
June 26, 2025 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 5201 West Kennedy Blvd Suite 640, Tampa, FL 33609RIA
BD
CRD#: 4031
TAMPA, FL
Past
July 29, 2024 - September 10, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
TAMPA, FL
Past
June 14, 2024 - September 10, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(6/26/2025)
IAR
Florida(6/30/2025)
RR
Massachusetts(6/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/14/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031Tampa, FL 33609TRUST BUT VERIFY
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