Samantha J. Bernacki
Professional summary
Samantha Jo Bernacki is a registered financial professional currently at TRB CAPITAL MARKETS, LLC located in Dallas, Texas.
Samantha is registered as a RR (Registered Representative) and started their career in finance in 2025. Samantha has worked at 1 firm and has passed the Series 52TO, Series 50 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samantha Jo Bernacki's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2025 - Present
TRB CAPITAL MARKETS, LLC
Office #1: Plaza Of The Americas, South Tower 600 North Pearl Street, Suite 2100, Dallas, TX 75201State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 4/21/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
TRB CAPITAL MARKETS, LLC
CRD#: 322618 / SEC#: , 8-70999
Contact information
FINRA licenses (21 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS REGIONAL BANK | OWNER | |
| COULTER, ROBERT VINCENT | CHIEF COMPLIANCE OFFICER/MUNICIPAL SECURITIES PRINCIPAL | 4211707 |
| HEBERT, MICHAEL JAMES | COMPLIANCE OFFICER/VP/SROP | 1229298 |
| HINOJOSA, NOE JR | PRESIDENT - MUNICIPAL BANKING | 1782212 |
| JOHNSON, KRISTY KAY | FINOP | 4470948 |
| TIPPIT, JOHN LEE IV | CEO/PRESIDENT OF CAPITAL MARKETS | 5809446 |
Red Flags
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Company Information
TRB CAPITAL MARKETS, LLC
CRD#: 322618Dallas, TX 75201TRUST BUT VERIFY
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