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TG

Travis Gladstone

COMPASS ROSE STRATEGIC PARTNERS
Waterford, CT 06385
Some features on this profile are disabled
CRD#: 7886588
TG

Professional summary

Travis Gladstone, who also goes by Travis Andrew Gladstone, is a registered financial advisor currently at COMPASS ROSE STRATEGIC PARTNERS LLC located in Waterford, Connecticut and VANDERBILT SECURITIES, LLC located in Waterford, Connecticut.

Travis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Travis has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Travis Andrew Gladstone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Gladstone's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 18, 2026 - Present

COMPASS ROSE STRATEGIC PARTNERS LLC

Office #1: 426 Boston Post Road Suite A, Waterford, CT 06385
RIA
CRD#: 165043
Waterford, CT
Current

July 10, 2025 - Present

VANDERBILT SECURITIES, LLC

Office #1: 426 Boston Post Road, Suite A, Waterford, CT 06385
BD
CRD#: 5953
Waterford, CT
Past

June 19, 2025 - July 11, 2025

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
Connecticut
(2/18/2026)
RR
Connecticut
(3/28/2026)
IAR
Florida
(3/16/2026)
RR
New York
(3/28/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/12/2026
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/19/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/4/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CR
COMPASS ROSE STRATEGIC PARTNERS LLC
COMPASS ROSE STRATEGIC PARTNERS LLC | FAIRLEAD WEALTH MANAGEMENT, LLC

CRD#: 165043 / SEC#:

Connecticut
Registered Investment Advisory firm - (10/12/2012 Approved)
Florida
Registered Investment Advisory firm - (1/2/2013 Approved)
Texas
Registered Investment Advisory firm - (5/14/2014 Conditional Restricted)
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Contact information

Main Address
426 Boston Post Road Suite A, Waterford, CT 06385
Mailing Address
Phone number
(860) 437-7600
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts372
AUM (Assets Under Management)$ 86,873,477

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPASS ROSE STRATEGIC PARTNERS LLC

CRD#: 165043Waterford, CT 06385

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