Marcus A. Little
Professional summary
Marcus Aaron Little Sr, who also goes by Marcus Aaron Little, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in San Diego, California and FIRST COMMAND BROKERAGE SERVICES, INC. located in San Diego, California.
Marcus is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Marcus has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marcus Aaron Little Sr's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2024 - Present
FIRST COMMAND ADVISORY SERVICES
Office #2: 2650 Camino Del Rio North Suite 210, San Diego, CA 92108April 15, 2024 - Present
FIRST COMMAND BROKERAGE SERVICES, INC.
Office #1: 2650 Camino Del Rio North Suite 210, San Diego, CA 92108Primary Firm SEC Registration
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2024)
(4/25/2024)
(7/1/2024)
(7/1/2024)
Exams
Series 7TO
Date: 4/15/2024
General Securities Representative ExaminationFINRA
Current Firm
FIRST COMMAND ADVISORY SERVICES
CRD#: 281958 / SEC#: 801-56942
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 110,166 |
| AUM (Assets Under Management) | $ 22,090,760,499 |
Red Flags
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