DB
Daryl T. Brown
CETERA INVESTMENT ADVISERS LLC
Jim Thorpe, PA 18229
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CRD#: 7884360
DB
Professional summary
Daryl Tighe Brown is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Jim Thorpe, Pennsylvania and CETERA WEALTH SERVICES, LLC located in Jim Thorpe, Pennsylvania.
Daryl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Daryl has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: MAUCH CHUNK TRUST COMPANY DBA MAUCH CHUNK TRUST WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: BANK; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: INVESTMENT SERVICES REP; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: BANK EMPLOYEE THAT OFFERS SECURITIES AND INSURANCE RELATED PRODUCTS TO BANK'S CLIENTS; 2. NAME OF OTHER BUSINESS: REDWOOD DRIVE LLC; INVESTMENT RELATED: NO; ADDRESS: ALBUQUERQUE, NM 87120 NATURE OF BUSINESS: LONG-TERM RENTAL PROPERTY; START DATE: 03/2021; POSITION/TITLE/RELATIONSHIP: SOLE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: RESIDENTIAL LONG-TERM RENTAL PROPERTY. PROPERTY IS MANAGED BY A PROFESSIONAL PROPERTY MANAGER; 3. NAME OF OTHER BUSINESS: JIM THORPE YOUTH SOCCER ASSOCIATION, INC. INVESTMENT RELATED: NO; ADDRESS: JIM THORPE, PA 18229; NATURE OF BUSINESS: YOUTH SOCCER ORGANIZATION START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: HEAD OF SPONSORSHIP, FUNDRAISING, AND COMMUNITY OUTREACH COMMITTEE; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ACQUIRE SPONSORS AND SPONSORSHIP DOLLARS FOR YOUTH SOCCER PROGRAMS. CREATE AND OPERATE FUNDRAISING ACTIVITIES FOR YOUTH SOCCER PROGRAM;
CRS (Client Relationship Summary) - RIA
Click below to view Daryl Tighe Brown's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1202 North Street, Jim Thorpe, PA 18229RIA
CRD#: 105644
Jim Thorpe, PA
Current
June 9, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1202 North St, Jim Thorpe, PA 18229BD
CRD#: 13572
Jim Thorpe, PA
Past
August 8, 2024 - May 19, 2025
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
Lehighton, PA
Past
July 15, 2024 - May 19, 2025
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
Lehighton, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Jersey(6/9/2025)
RR
Pennsylvania(6/9/2025)
IAR
Pennsylvania(6/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/15/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
