RS
Rishi R. Sriram
BROKEN INVESTING
WACO, TX 76701
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CRD#: 7881514
RS
Professional summary
Rishi R Sriram is a registered financial advisor currently at BROKEN INVESTING, LLC located in Waco, Texas.
Rishi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Rishi has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Rishi R Sriram's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2025 - Present
BROKEN INVESTING, LLC
Office #1: 425 Austin Avenue Suite 1205, Waco, TX 76701RIA
CRD#: 337292
WACO, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/4/2025)
Current Firm
BI
BROKEN INVESTING, LLC
BROKEN INVESTING, LLC
CRD#: 337292 / SEC#:
Texas
Registered Investment Advisory firm - (9/4/2025 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
425 Austin Avenue Suite 1205, Waco, TX 76701
Mailing Address
Phone number
(254) 644-0516
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
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Company Information
BROKEN INVESTING, LLC
CRD#: 337292Waco, TX 76701TRUST BUT VERIFY
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