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JP

Jacqueline Phan

FIRST MANHATTAN CO.
New York, NY 10022
Some features on this profile are disabled
CRD#: 7877922
JP

Professional summary

Jacqueline Phan, who also goes by Jackie Phan, Jacquelin Phan, is a registered financial advisor currently at FIRST MANHATTAN CO. LLC located in New York, New York and FIRST MANHATTAN SECURITIES LLC located in New York, New York.

Jacqueline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Jacqueline has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jackie Phan | Jacquelin Phan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacqueline Phan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2026 - Present

FIRST MANHATTAN CO. LLC

Office #1: 399 Park Avenue, New York, NY 10022
RIA
CRD#: 325281
New York, NY
Current

May 1, 2026 - Present

FIRST MANHATTAN SECURITIES LLC

Office #1: 399 Park Avenue, New York, NY 10022
BD
CRD#: 1845
New York, NY
Past

November 26, 2024 - April 28, 2026

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
RAMSEY, NJ
Past

November 26, 2024 - April 28, 2026

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
RAMSEY, NJ
Past

May 16, 2024 - October 31, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
HOUSTON, TX
Past

April 4, 2024 - October 31, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FM
FIRST MANHATTAN CO. LLC
FIRST MANHATTAN CO. LLC

CRD#: 325281 / SEC#: 801-12411

RIA
Registered Investment Advisory firm - (1/13/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(5/1/2026)
IAR
New York
(5/1/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/16/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/4/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/20/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

FM
FIRST MANHATTAN CO. LLC
FIRST MANHATTAN CO. LLC

CRD#: 325281 / SEC#: 801-12411

RIA
Registered Investment Advisory firm - (1/13/1977 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
399 Park Avenue, New York, NY 10022
Mailing Address
Phone number
(212) 756-3300
Established
Firm type
Fiscal year end
# of Employees
132

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRST MANHATTAN BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts5,722
AUM (Assets Under Management)$ 34,439,571,092

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/26/2025
Cover Page
Report
10/25/2024
Cover Page
Report
11/28/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST MANHATTAN CO. LLC

CRD#: 325281New York, NY 10022

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