RK
Ron Krudo
CANDLEWOOD SECURITIES
Cleveland, OH 44114
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CRD#: 7876168
RK
Professional summary
Ron Krudo is a registered financial professional currently at CANDLEWOOD SECURITIES, LLC located in Cleveland, Ohio.
Ron is registered as a RR (Registered Representative) and started their career in finance in 2024. Ron has worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Ron Krudo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2024 - Present
CANDLEWOOD SECURITIES, LLC
Office #1: 600 Superior Ave. E, Suite 1800, Cleveland, OH 44114BD
CRD#: 126042
Cleveland, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 8/29/2024
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CANDLEWOOD SECURITIES, LLC
CANDLEWOOD SECURITIES, LLC
CRD#: 126042 / SEC#: , 8-65845
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
600 Superior Ave. E, Suite 1800, Cleveland, OH 44114
Mailing Address
600 Superior Ave. E, Suite 1800, Cleveland, OH 44114
Phone number
(216) 472-6660
Established
Ohio since 09/09/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (9 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
