AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JP

Jake M. Pezzi

PEZZI WEALTH MANAGEMENT LLC
SAN MARCOS, CA
Some features on this profile are disabled
CRD#: 7872205
JP

Professional summary

Jake Mitchel Pezzi, who also goes by Jake Mitchel Pezzi, Jake Michael Pezzi, Jake Pezzi, is a registered financial advisor currently at PEZZI WEALTH MANAGEMENT LLC located in San Marcos, California.

Jake is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Jake has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jake Mitchel Pezzi | Jake Michael Pezzi | Jake Pezzi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jake Mitchel Pezzi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2026 - Present

PEZZI WEALTH MANAGEMENT LLC

RIA
CRD#: 338782
SAN MARCOS, CA
Past

November 14, 2024 - January 29, 2026

LPL ENTERPRISE, LLC

RIA
CRD#: 8733
SAN DIEGO, CA
Past

November 14, 2024 - January 29, 2026

LPL ENTERPRISE, LLC

BD
CRD#: 8733
SAN DIEGO, CA
Past

May 3, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
SAN DIEGO, CA
Past

March 11, 2024 - November 14, 2024

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/9/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/2/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/11/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/10/2024
Securities Industry Essentials Examination

Current Firm

PW
PEZZI WEALTH MANAGEMENT LLC
PEZZI WEALTH MANAGEMENT LLC

CRD#: 338782 / SEC#:

California
Registered Investment Advisory firm - (1/9/2026 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
San Marcos, CA
Mailing Address
Phone number
(442) 416-8765
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEZZI WEALTH MANAGEMENT LLC

CRD#: 338782San Marcos, CA

TRUST BUT VERIFY

Monitor Jake Pezzi

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.