JG
John T. Graham
TSFG
Mundelein, IL 60060
Some features on this profile are disabled
CRD#: 7871183
JG
Professional summary
John Thomas Graham is a registered financial advisor currently at TSFG, LLC located in Mundelein, Illinois and LPL FINANCIAL LLC located in Mundelein, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. John has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1- 06/11/2024 - TS Financial Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/15/2024 - 80 Hours Per Month/ During Trading 2- 06/13/2024 - TSFG, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 06/04/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through TSFG, LLC, an independent investment advisor firm. I started this business activity in 06/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 08/11/2025 - Back9, Capitas, New Horizons, GradePoint Insurance DBA The Fifteen Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 06/07/2024 - 10 Hours Per Month/ During Trading 4. 08/12/2025 - 15 Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/08/2025 - 40 Hours Per Month/ 1Hrs During Trading
CRS (Client Relationship Summary) - RIA
Click below to view John Thomas Graham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2024 - Present
TSFG, LLC
Office #1: 165 N Archer Avenue, Mundelein, IL 60060RIA
CRD#: 172555
Mundelein, IL
Current
February 26, 2024 - Present
LPL FINANCIAL LLC
Office #1: 165 N Archer Ave, Mundelein, IL 60060RIA
BD
CRD#: 6413
Mundelein, IL
Past
March 28, 2024 - September 3, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
LAKE FOREST, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TSFG, LLC
ALCHEMY ADVISORS, LLC | TSFG, LLC | TS FINANCIAL GROUP, LLC | THE ASSOCIATES GROUP | GIBBONS FINANCIAL GROUP, INC. | CAPITAL STREET ADVISORS | ALCHEMY FINANCIAL GROUP
CRD#: 172555 / SEC#: 801-99339
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Illinois
Registered Investment Advisory firm - (6/3/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(3/28/2024)
IAR
Illinois(5/23/2024)
RR
Massachusetts(1/29/2025)
RR
Ohio(9/13/2024)
RR
Texas(6/26/2025)
RR
Wisconsin(12/9/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/26/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TL
TSFG, LLC
ALCHEMY ADVISORS, LLC | TSFG, LLC | TS FINANCIAL GROUP, LLC | THE ASSOCIATES GROUP | GIBBONS FINANCIAL GROUP, INC. | CAPITAL STREET ADVISORS | ALCHEMY FINANCIAL GROUP
CRD#: 172555 / SEC#: 801-99339
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Illinois
Registered Investment Advisory firm - (6/3/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1052 N Western Avenue, Lake Forest, IL 60045
Mailing Address
Phone number
(847) 735-7100
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,651 |
| AUM (Assets Under Management) | $ 854,306,837 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
