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Nicholas J. Scenna

NAVIS WEALTH ADVISORS LLC
Rye Brook, NY 10573
Some features on this profile are disabled
CRD#: 7870349
NS

Professional summary

Nicholas J Scenna is a registered financial advisor currently at NAVIS WEALTH ADVISORS LLC located in Rye Brook, New York and GREAT POINT CAPITAL LLC located in Rye Brook, New York.

Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Nicholas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Nicholas J. Scenna is dually registered with Great Point Capital LLC ("Great Point Capital") and Navis Wealth Advisors, LLC ("Navis Wealth Advisors"). Mr. Scenna has served as an investment advisor representative for Navis Wealth Advisors and as a registered representative for Great Point Capital since June 2025. Business is conducted from 800 Westchester Avenue, Suite 700, Rye Brook, NY, 10573. Approximately 90% of Mr. Scenna's time is for services as a registered representative and the balance as an investment advisor representative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas J Scenna's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 14, 2025 - Present

NAVIS WEALTH ADVISORS LLC

Office #1: 800 Westchester Avenue Suite 700, Rye Brook, NY 10573
RIA
CRD#: 311171
Rye Brook, NY
Current

June 6, 2025 - Present

GREAT POINT CAPITAL LLC

Office #1: 800 Westchester Avenue Suite 700, Rye Brook, NY 10573
BD
CRD#: 114203
Rye Brook, NY
Past

September 3, 2024 - April 9, 2025

MORGAN STANLEY

RIA
CRD#: 149777
New York, NY
Past

May 22, 2024 - April 9, 2025

MORGAN STANLEY

BD
CRD#: 149777
New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NAVIS WEALTH ADVISORS LLC
APELIUX CAPITAL ADVISORS, LLC | NAVIS WEALTH ADVISORS LLC

CRD#: 311171 / SEC#: 801-119746

RIA
Registered Investment Advisory firm - (11/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/6/2025)
IAR
New York
(10/14/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/3/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/22/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/25/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

NW
NAVIS WEALTH ADVISORS LLC
APELIUX CAPITAL ADVISORS, LLC | NAVIS WEALTH ADVISORS LLC

CRD#: 311171 / SEC#: 801-119746

RIA
Registered Investment Advisory firm - (11/6/2020 Approved)
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Contact information

Main Address
800 Westchester Avenue Suite 700, Rye Brook, NY 10573
Mailing Address
Phone number
(914) 848-8300
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NAVIS WEALTH ADVISORS DISCLOSURE BROCHURE (4/22/2025)

Regulatory assets under management

Total Number of Accounts377
AUM (Assets Under Management)$ 540,686,352

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NAVIS WEALTH ADVISORS LLC

CRD#: 311171Rye Brook, NY 10573

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