Alan M. Friedman

MARKET GAUGE ASSET MANAGEMENT

Santa Fe, NM 87505

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CRD#: 7867434

Professional summary

Alan Mark Friedman is a registered financial advisor currently at MARKET GAUGE ASSET MANAGEMENT located in Santa Fe, New Mexico.

Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Alan has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Short-term rental real estate. No commissions. 2) Associate Professor at Purdue University

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Mark Friedman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 5, 2024 - Present

MARKET GAUGE ASSET MANAGEMENT

Office #1: 404 Kiva Court Suite G, Santa Fe, NM 87505

RIA

CRD#: 194517

Santa Fe, NM

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/18/2024)

IAR

New Mexico
(3/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/21/2023

Securities Industry Essentials Examination

Current Firm

MARKET GAUGE ASSET MANAGEMENT

MARKET GAUGE ASSET MANAGEMENT | MGAM | MG ASSET MANAGEMENT | MARKET GAUGE ASSET MANAGEMENT, LLC

CRD#: 194517 / SEC#:

California

Registered Investment Advisory firm - (11/18/2024 Approved)

Minnesota

Registered Investment Advisory firm - (6/23/2023 Approved)

New Mexico

Registered Investment Advisory firm - (8/21/2015 Approved)

Ohio

Registered Investment Advisory firm - (6/27/2022 Approved)

Texas

Registered Investment Advisory firm - (7/9/2025 Approved)

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Contact information

Main Address

404 Kiva Court Suite G, Santa Fe, NM 87505

Mailing Address

Phone number

(505) 603-1277

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	36
AUM (Assets Under Management)	$ 20,270,232

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alan M. Friedman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alan Mark Friedman's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARKET GAUGE ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2024

SIE

Date: 10/21/2023

Current Firm

MARKET GAUGE ASSET MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MARKET GAUGE ASSET MANAGEMENT

TRUST BUT VERIFY

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