William H. Sigmon

THE WEALTH GROUP, LTD

Raleigh, NC 27609

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CRD#: 7861726

Professional summary

William Hill Sigmon III, who also goes by William Hill Sigmon, is a registered financial advisor currently at THE WEALTH GROUP, LTD located in Raleigh, North Carolina and PHYSICIANS FINANCIAL SERVICES, INC. located in Raleigh, North Carolina.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. William has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Hill Sigmon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) THE WEALTH GROUP, LTD & PHYSICIANS FINANCIAL SERVICES, INC. - FINANCIAL ADVISOR FOR RALEIGH, NC BASED AFFILITIES; DEVOTES APPROXIMATELY 170 HOURS/MONTH, OF WHICH APPROXIMATELY136 HOURS/MONTH ARE DURING TRADING HOURS; INVESTMENT-RELATED; STARTED 01/2024 WITH PHYSICIANS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Hill Sigmon III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 16, 2024 - Present

THE WEALTH GROUP, LTD

Office #1: 100 E. Six Forks Road Suite 200, Raleigh, NC 27609

RIA

CRD#: 154106

Raleigh, NC

Current

May 16, 2024 - Present

PHYSICIANS FINANCIAL SERVICES, INC.

Office #1: 100 E. Six Forks Road Suite 200, Raleigh, NC 27609

RIA

CRD#: 118519

Raleigh, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PHYSICIANS FINANCIAL SERVICES, INC.

CRD#: 118519 / SEC#: 801-66583

RIA

Registered Investment Advisory firm - (6/8/2006 Approved)

North Carolina

Registered Investment Advisory firm - (8/23/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/16/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/2/2024

Uniform Investment Adviser Law Examination

Current Firm

PHYSICIANS FINANCIAL SERVICES, INC.

CRD#: 118519 / SEC#: 801-66583

RIA

Registered Investment Advisory firm - (6/8/2006 Approved)

North Carolina

Registered Investment Advisory firm - (8/23/2006 Terminated)

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Contact information

Main Address

100 E. Six Forks Road Suite 200, Raleigh, NC 27609

Mailing Address

Po Box 10973, Raleigh, NC 27605

Phone number

(919) 863-2355

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 - MARCH 30 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts	555
AUM (Assets Under Management)	$ 431,766,880

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William H. Sigmon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Hill Sigmon III's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE WEALTH GROUP, LTD

PHYSICIANS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

PHYSICIANS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/2/2024

Current Firm

PHYSICIANS FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PHYSICIANS FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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