John D. Booth

Dallas, TX

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CRD#: 7861572

Professional summary

John David Winston Booth IV, who also goes by John Winston Booth, was a registered financial advisor .

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. John had worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Winston Booth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sole proprietor, insurance agent, owner, 2/2025, 5 hours per month, 0 hours during trading hours. Life insurance for advisory clients.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 12, 2025 - Present

Dallas, TX

Past

September 24, 2024 - March 6, 2025

MWA FINANCIAL SERVICES INC.

RIA

CRD#: 112630

Royse City, TX

Past

July 18, 2024 - March 6, 2025

MWA FINANCIAL SERVICES INC.

CRD#: 112630

Royse City, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/3/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/18/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/9/2023

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 9/3/2024

General Securities Principal Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John D. Booth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MWA FINANCIAL SERVICES INC.

MWA FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/3/2024

Series 7TO

Date: 5/18/2024

SIE

Date: 12/9/2023

Series 24

Date: 9/3/2024

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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