BV
Betzaida Vargas Arroyo
Some features on this profile are disabled
CRD#: 7861367
BV
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Betzaida Vargas Arroyo, who also goes by Betzaida Vargas Ramos, Betzaida Vargas Zapata, was a registered financial professional .
Betzaida is a previously registered financial professional and started their career in finance in 2024. Betzaida had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Betzaida Vargas Ramos | Betzaida Vargas Zapata
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc GRUPO LATINOAMERICANO/Investment Related - Yes/2650 MCCORMICK DR CLEARWATER FL 33759 TEL 727-888-7205/I can use their platform in case I want to sell health insurance or Medicare/Insurance Agent/10.2023/5/0/Offer health insurance LSPN PRO/Investment Related - No/100 N State Street Ste B, Lindon UT 84042 /Estate Planning Services/Seller/11.2022/2/0/Sell of Estate Planning Services BETTR INCOME/Investment Related - No/Undisclosed Address in Atlanta GA /Referral for student loans repayments and credit repair services/Seller/06.2023/1/0/Offer their services BOLT INSURANCE/Investment Related - Yes/3721 EXECUTIVE CENTER DR. SUITE 100 AUSTIN TX 78731/PROPERTY&CASUALTY INSURANCE BROKER/INSURANCE AGENT/01.2023/5/0/OFFER PROPERTY AND CASUALTY INSURANCE QUOTES INGRAM SPARK PUBLISHING PLATFORM/Investment Related - No/1 Ingram Blvd. La Vergne, TN 37086 1-615-213-3525/Publishing platform./Publisher/01.2018/2/0/This is the platform I use to independently publish my books. I am not in the book publishing business. The only books I published are the books that I wrote for Samaritana del Pozo, the nonprofit I founded.KELLER WILLIAMS LEGACY REALTY/Investment Related - No/2910 PARK POND WAY KISSIMMEE FL 34741 TEL - 407-855-2222/REAL ESTATE BROKERAGE/REAL ESTATE SALES ASSOCIATE/01.2024/10/10/ASSIST CLIENTS TO BUY AND SELL A PROPERTYALL INSURANCE GROUP POSITION: Independent Sales NATURE: Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/25/2022 ADDRESS: 9501 Satellite Blvd Ste 105, Orlando FL 32837, United States DESCRIPTION: I was registered with this agency from 11/2022-07/2023.WEALTHWAVE POSITION: NA NATURE: Marketing INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/15/2024 ADDRESS: 3030 Royal Blvd S Suite 200, Alpharetta GA 30022, United States DESCRIPTION: WFG Co-Brand FIRST CONNECT POSITION: Insurance Agent NATURE: Property and Casualty Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/05/2024 ADDRESS: 501 Congress Ave. Suite 150, AUSTIN TX 78701, DESCRIPTION: Independent Agent for P&C. My involvement is minimal in this OBA and CO. SAFEGUARD AND ASSOCIATES POSITION: Insurance Agent NATURE: Health Insurance and Medicare INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/05/2024 ADDRESS: 7171 Coral Wy suite 101, MIAMI FL 33155, DESCRIPTION: ACA Health Insurance sales Medicare sales Supplemental Health salesSAMARITANA DEL POZO- MUJERES SIN MARIDO POSITION: Founder & Chief of Training and Engagement NATURE: Women Empowerment Resources Inv Rltd: No Hrs:16 SEC TRDG Hrs:0 0225-Prsnt ADDRESS: 6549 CYRILS DR, ST CLOUD FL 34771,DESCRIPTION: This is now a 100% virtual/online ministry, no office, no employees, no volunteers, no donations, no administrative work, no paperwork. This will allow me to come back to be involved in the movement that I created for women, as is not longer a nonprofit.My responsibilities will be:1.Once quarterly- Train virtual or in person faith and community leaders2. Publish 1 new book or Bible study yearly- Develop material/content for these segment of women (will notify TFA in advance for approval)3. Once a month- 1 event to teach women one on one on churches/groups/conferences//books/blogs/ 4. Yearly-One faithbased mission overseas per year to teach and train in another country5. Weekly teachings on SOCIAL MEDIA. These live segments are NOT about MONEY/FINANCE/rules of money/retirement/etc. I will not talk about these on social media. I am already doing this on my personal page. I talk about women of the Bible/relationships/entrepreneurs/ empowerment/how to start a business/faith/Bible and a variety of topics. 6. Daily- Publish a post on social media. Most will be copy and paste from 8k previous posts since 2015.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 12, 2024 - March 10, 2025
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
Orlando, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
