Fionan Costello

AWH FINANCIAL

Bala Cynwyd, PA 19004

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CRD#: 7861222

Professional summary

Fionan Costello is a registered financial advisor currently at AWH FINANCIAL, LLC located in Bala Cynwyd, Pennsylvania.

Fionan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Fionan has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I'm a CPA providing tax and bookkeeping services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fionan Costello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 29, 2024 - Present

AWH FINANCIAL, LLC

Office #1: One Belmont Avenue Suite 1000, Bala Cynwyd, PA 19004

RIA

CRD#: 285183

Bala Cynwyd, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AWH FINANCIAL, LLC

CRD#: 285183 / SEC#: 801-128902

RIA

Registered Investment Advisory firm - (11/14/2023 Approved)

California

Registered Investment Advisory firm - (12/17/2023 Terminated)

Georgia

Registered Investment Advisory firm - (10/19/2022 Terminated)

Massachusetts

Registered Investment Advisory firm - (11/17/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/17/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/18/2024

Uniform Investment Adviser Law Examination

Current Firm

AWH FINANCIAL, LLC

CRD#: 285183 / SEC#: 801-128902

RIA

Registered Investment Advisory firm - (11/14/2023 Approved)

California

Registered Investment Advisory firm - (12/17/2023 Terminated)

Georgia

Registered Investment Advisory firm - (10/19/2022 Terminated)

Massachusetts

Registered Investment Advisory firm - (11/17/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (11/17/2023 Terminated)

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Contact information

Main Address

One Belmont Avenue Suite 1000, Bala Cynwyd, PA 19004

Mailing Address

Phone number

(610) 660-4283

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AWH FINANCIAL, LLC - ADV PART 2A SOLICITOR ONLY RIA BROCHURE (2/3/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Fionan Costello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fionan Costello's CRS (Customer Relationship Summary).

Certified licenses

Experience

AWH FINANCIAL, LLC

Primary Firm SEC Registration

AWH FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/18/2024

Current Firm

AWH FINANCIAL, LLC

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

AWH FINANCIAL, LLC

TRUST BUT VERIFY

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