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JG

James H. Grossman

FALLS BRIDGE SECURITIES
BRYN MAWR, PA 19010
Some features on this profile are disabled
CRD#: 7861193
JG

Professional summary

James H Grossman Jr., who also goes by James H Grossman, is a registered financial professional currently at FALLS BRIDGE SECURITIES, LLC located in Bryn Mawr, Pennsylvania.

James is registered as a RR (Registered Representative) and started their career in finance in 2024. James has worked at 1 firm and has passed the Series 63, Series 7TO and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

James H Grossman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view James H Grossman Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 20, 2024 - Present

FALLS BRIDGE SECURITIES, LLC

Office #1: 32 N Bryn Mawr Ave Suite 200, Bryn Mawr, PA 19010
BD
CRD#: 299526
BRYN MAWR, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(4/18/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 4/17/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/15/2024
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/17/2024
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FB
FALLS BRIDGE SECURITIES, LLC
FALLS BRIDGE SECURITIES, LLC

CRD#: 299526 / SEC#: , 8-70247

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
32 N Bryn Mawr Ave Suite 200, Bryn Mawr, PA 19010
Mailing Address
32 N Bryn Mawr Ave Suite 200, Bryn Mawr, PA 19010
Phone number
(646) 787-1406
Established
Pennsylvania since 09/24/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FALLS BRIDGE CAPITAL PARTNERS, INC.SOLE MEMBER
CURRIE, PATRICK COLMANPRINCIPAL4998977
KIRWAN, MICHAEL JOHNPRESIDENT/CCO4263096

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FALLS BRIDGE SECURITIES, LLC

CRD#: 299526Bryn Mawr, PA 19010

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