Benjamin R. Coleman
Professional summary
Benjamin R Coleman, who also goes by Ben Coleman, Benjamin Ross Coleman, is a registered financial professional currently at AE FINANCIAL SERVICES, LLC located in Auburn , Alabama.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2025. Benjamin has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin R Coleman's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2026 - Present
AE FINANCIAL SERVICES, LLC
Office #1: 1549 Professional Pkwy Ste B, Auburn , AL 36830September 23, 2025 - June 26, 2026
ONEAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2026)
Exams
Series 6TO
Date: 9/22/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
AE FINANCIAL SERVICES, LLC
CRD#: 298608 / SEC#: , 8-70214
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AE FS HOLDINGS, LLC | OWNER | |
| CALLANAN, DAVID JAMES | CHIEF EXECUTIVE OFFICER | 4237166 |
| GOCHENOUR, JOLENE KAY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 6728358 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHOLZ, SHAWN | PRESIDENT | 2891167 |
| WOLFE, DAVID ROBB | GENERAL COUNSEL AND SECRETARY | 6603373 |
Red Flags
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