Melissa Kay Pierson
Professional Summary
Melissa Kay Pierson, who also goes by Melissa K Pierson, Melissa Kay Pierson, Missy Pierson, is a registered financial advisor currently at AE FINANCIAL SERVICES, LLC located in Topeka, Kansas and MADISON AVENUE SECURITIES, LLC located in Lenexa, Kansas. Melissa is registered as a RR (Registered Representative) and started their career in finance in 1998. Melissa has worked at 8 firms and has passed the SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Melissa K Pierson, Melissa Kay Pierson, Missy Pierson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
28 years in the financial services industry
Current & Past Employments
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Current Firm
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
Contact Information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128Phone Number
(858) 207-1300Established
Delaware since 05/05/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Medium# of Employees
125SEC notice filing (50 States and Territories)
Registered to provide investment advisory services in 50 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 50 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
14,099AUM (Assets Under Management)
$2,019,427,633Disclosures
Regulatory Event
8Arbitration
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Melissa Kay Pierson's CRS (Customer Relationship Summary).
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