Eric Sprung

VALLEY WEALTH MANAGERS

New York, NY 10017

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CRD#: 7857497

Professional summary

Eric Sprung, who also goes by Shaul Sprung, is a registered financial advisor currently at VALLEY WEALTH MANAGERS, INC. located in New York, New York and VALLEY FINANCIAL MANAGEMENT, INC. located in New York, New York.

Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Eric has worked at 4 firms and has passed the Series 63, Series 65, Series 86, Series 87 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shaul Sprung

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Sprung's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2025 - Present

VALLEY WEALTH MANAGERS, INC.

Office #1: 350 Madison Avenue, New York, NY 10017

RIA

CRD#: 108879

New York, NY

Current

August 22, 2025 - Present

VALLEY FINANCIAL MANAGEMENT, INC.

Office #1: 350 Madison Ave. 4th Floor, Compliance Department, New York, NY 10017

RIA

CRD#: 105387

New York, NY

Past

April 8, 2024 - November 4, 2024

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

March 6, 2024 - July 7, 2025

LEUCADIA ASSET MANAGEMENT LLC

RIA

CRD#: 121767

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VALLEY WEALTH MANAGERS, INC.

HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC

CRD#: 108879 / SEC#: 801-25461

RIA

Registered Investment Advisory firm - (10/11/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(8/22/2025)

IAR

New Jersey
(8/26/2025)

New York
(8/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/22/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/4/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 86

Date: 4/6/2024

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 2/29/2024

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

SIE

Date: 3/13/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

VALLEY WEALTH MANAGERS, INC.

HALLMARK CAPITAL MANAGEMENT | VALLEY WEALTH MANAGERS, INC. | NEW CENTURY ASSET MANAGEMENT | HALLMARK CAPITAL MANAGEMENT INC

CRD#: 108879 / SEC#: 801-25461

RIA

Registered Investment Advisory firm - (10/11/1985 Approved)

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Contact information

Main Address

80 East Ridgewood Ave Suite 3, Paramus, NJ 07652

Mailing Address

Phone number

(888) 794-7940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VWM FORM ADV PART 2A (3/28/2025)

VWM WRAP FEE PROGRAM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,957
AUM (Assets Under Management)	$ 2,317,257,859

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2024	Cover Page	Report
09/07/2023	Cover Page	Report
10/04/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric Sprung

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Sprung's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALLEY FINANCIAL MANAGEMENT, INC.

JEFFERIES LLC

LEUCADIA ASSET MANAGEMENT LLC

Primary Firm SEC Registration

VALLEY WEALTH MANAGERS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/2024

Series 65

Date: 10/4/2023

Series 86

Date: 4/6/2024

Series 87

Date: 2/29/2024

SIE

Date: 3/13/2023

FINRA

Current Firm

VALLEY WEALTH MANAGERS, INC.

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VALLEY WEALTH MANAGERS, INC.

TRUST BUT VERIFY

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