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RM

Ryszard Miskiewicz, Jr.

HUNTWICKE SECURITIES
Topsfield, MA 01983
Some features on this profile are disabled
CRD#: 7855898
RM

Professional summary

Ryszard Miskiewicz, Jr., who also goes by Richard Miskiewicz Jr., is a registered financial professional currently at HUNTWICKE SECURITIES, LLC located in Topsfield, Massachusetts.

Ryszard is registered as a RR (Registered Representative) and started their career in finance in 2024. Ryszard has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Richard Miskiewicz Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ryszard Miskiewicz, Jr.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 26, 2024 - Present

HUNTWICKE SECURITIES, LLC

Office #1: 7 Grove Street Suite 201, Topsfield, MA 01983
BD
CRD#: 146993
Topsfield, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(4/26/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/25/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 4/26/2024
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/7/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

HS
HUNTWICKE SECURITIES, LLC
HUNTWICKE SECURITIES, LLC | PHALANX TRADING, LLC

CRD#: 146993 / SEC#: , 8-67865

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
7 Grove Street Suite 201, Topsfield, MA 01983
Mailing Address
7 Grove Street Suite 201, Topsfield, MA 01983
Phone number
(978) 887-5981
Established
Massachusetts since 02/11/2008
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (21 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HUNTWICKE FINANCIAL LLC (F/K/A PHALANX PARTNERS LLC)OWNER
DORFMAN FOSTER, ESTEEFINOP2696529
GARCIA, FERNANDO MARIOCOMPLIANCE OFFICER6161322
WOODLAND, BRIAN ANDREWPRESIDENT/CEO/CCO2263508

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HUNTWICKE SECURITIES, LLC

CRD#: 146993Topsfield, MA 01983

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