OG
Oliver Grau
PROFUNDS DISTRIBUTORS
Bethesda, MD 20814
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CRD#: 7854414
OG
Professional summary
Oliver Grau is a registered financial professional currently at PROFUNDS DISTRIBUTORS, INC. located in Bethesda, Maryland.
Oliver is registered as a RR (Registered Representative) and started their career in finance in 2024. Oliver has worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Oliver Grau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 22, 2024 - Present
PROFUNDS DISTRIBUTORS, INC.
Office #1: 7272 Wisconsin Avenue 21st Floor, Bethesda, MD 20814BD
CRD#: 19541
Bethesda, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 10/21/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PD
PROFUNDS DISTRIBUTORS, INC.
CONCORD FINANCIAL GROUP, INC. | PROFUNDS DISTRIBUTORS, INC.
CRD#: 19541 / SEC#: , 8-37601
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527
Mailing Address
7272 Wisconsin Ave. 21st Floor, Bethesda, MD 20814-6527
Phone number
(240) 497-6400
Established
Delaware since 12/22/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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