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DM

Dominique N. Murray

FIRST COMMAND ADVISORY SERVICES
Kathleen, GA
Some features on this profile are disabled
CRD#: 7853491
DM

Professional summary

Dominique Nicole Murray, who also goes by Dominique Nicole Rainey, Dominique Nicole Stallworth, is a registered financial advisor currently at FIRST COMMAND ADVISORY SERVICES located in Kathleen, Georgia and FIRST COMMAND BROKERAGE SERVICES, INC. located in Warner Robins, Georgia.

Dominique is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Dominique has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Dominique Nicole Rainey | Dominique Nicole Stallworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dominique Nicole Murray's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 24, 2024 - Present

FIRST COMMAND ADVISORY SERVICES

Office #2: 4027 Watson Blvd Suite 240, Warner Robins, GA 31088
RIA
CRD#: 281958
Kathleen, GA
Current

February 26, 2024 - Present

FIRST COMMAND BROKERAGE SERVICES, INC.

Office #1: 4027 Watson Blvd Suite 240, Warner Robins, GA 31088
BD
CRD#: 3641
Warner Robins, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA
Registered Investment Advisory firm - (7/28/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(9/11/2024)
RR
Georgia
(4/22/2024)
IAR
Georgia
(4/24/2024)
RR
South Carolina
(9/11/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/27/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/6/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/26/2024
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/5/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FIRST COMMAND ADVISORY SERVICES
FIRST COMMAND ADVISORY SERVICES

CRD#: 281958 / SEC#: 801-56942

RIA
Registered Investment Advisory firm - (7/28/2005 Approved)
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Contact information

Main Address
1 Firstcomm Plaza, Fort Worth, TX 76109
Mailing Address
Po Box 2387, Fort Worth, TX 76113-2387
Phone number
(817) 731-8621
Established
Firm type
Fiscal year end
# of Employees
1,787

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (10/30/2024)
DESCRIPTION OF SERVICES (10/30/2024)

Regulatory assets under management

Total Number of Accounts110,166
AUM (Assets Under Management)$ 22,090,760,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST COMMAND ADVISORY SERVICES

CRD#: 281958Kathleen, GA

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