Viviane Melkonian

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CRD#: 7844980

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Viviane Melkonian, who also goes by VIviane Melkonian Gakiya, was a registered financial professional .

Viviane is a previously registered financial professional and started their career in finance in 2024. Viviane had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Viviane Melkonian Gakiya

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Shield General Services LLC; not investment related; Winter Garden, FL; Personal Training; Owner; start date 3/2021; 0 hours/month; 0 trading hours/month; passive ownership in personal training company - no duties 2. Rental Property; not investment related; Sao Paulo, Brazil; Rental Property; Owner; start date 2/2019; 0 hours/month; 0 trading hours/month; rental property

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 7, 2024 - July 7, 2025

PROXY WEALTH ADVISORS LLC

RIA

CRD#: 298080

Winter Garden, FL

Past

February 14, 2024 - April 12, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

ORLANDO, FL

Past

January 16, 2024 - April 12, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROXY WEALTH ADVISORS LLC

BLUEMANTLE INVESTMENTS & WEALTH MANAGEMENT LLC | PROXY WEALTH ADVISORS LLC | PROXY FINANCIAL | GUARDIAN GLOBAL INVESTMENTS LLC | CONTINENTAL BROKERS USA

CRD#: 298080 / SEC#: 801-128321

RIA

Registered Investment Advisory firm - (7/10/2023 Approved)

California

Registered Investment Advisory firm - (8/10/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/11/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/13/2023 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/12/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (7/11/2023 Terminated)

New York

Registered Investment Advisory firm - (7/11/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/11/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/10/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/16/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/4/2023

Securities Industry Essentials Examination

Current Firm

PROXY WEALTH ADVISORS LLC

BLUEMANTLE INVESTMENTS & WEALTH MANAGEMENT LLC | PROXY WEALTH ADVISORS LLC | PROXY FINANCIAL | GUARDIAN GLOBAL INVESTMENTS LLC | CONTINENTAL BROKERS USA

CRD#: 298080 / SEC#: 801-128321

RIA

Registered Investment Advisory firm - (7/10/2023 Approved)

California

Registered Investment Advisory firm - (8/10/2023 Terminated)

Florida

Registered Investment Advisory firm - (7/11/2023 Terminated)

Louisiana

Registered Investment Advisory firm - (7/13/2023 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/12/2023 Terminated)

New Jersey

Registered Investment Advisory firm - (7/11/2023 Terminated)

New York

Registered Investment Advisory firm - (7/11/2023 Terminated)

Texas

Registered Investment Advisory firm - (7/11/2023 Terminated)

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Contact information

Main Address

9100 Conroy Windermere Rd. Suite 217, Windermere, FL 34786

Mailing Address

Phone number

(646) 289-5075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROXY WEALTH ADVISORS BROCHURE (9/12/2025)

PROXY WEALTH ADVISORS WRAP BROCHURE (9/12/2025)

Regulatory assets under management

Total Number of Accounts	700
AUM (Assets Under Management)	$ 90,035,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Viviane Melkonian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PROXY WEALTH ADVISORS LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

PROXY WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/10/2024

Series 7TO

Date: 1/16/2024

SIE

Date: 12/4/2023

Current Firm

PROXY WEALTH ADVISORS LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROXY WEALTH ADVISORS LLC

TRUST BUT VERIFY

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