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BS

Boris Stoikow

GUZMAN & COMPANY
Coral Gables, FL 33134-5426
CRD#: 7844406
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BS
Boris StoikowGUZMAN & COMPANY

Professional summary


Boris Stoikow is a registered financial professional currently at GUZMAN & COMPANY located in Coral Gables, Florida.

Boris is registered as a RR (Registered Representative) and started their career in finance in 2024. Boris has worked at 1 firm and has passed the Series 99TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Boris Stoikow's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 11, 2024 - Present

GUZMAN & COMPANY

Office #1: 101 Aragon Avenue, Coral Gables, FL 33134-5426
BD
CRD#: 21013
Coral Gables, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 3/11/2024
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm


G&
GUZMAN & COMPANY
GUZMAN & COMPANY

CRD#: 21013 / SEC#: , 8-38646

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
101 Aragon Avenue, Coral Gables, FL 33134-5426
Mailing Address
101 Aragon Avenue, Coral Gables, FL 33134-5426
Phone number
(305) 374-3600
Established
Florida since 01/28/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)


Documents


Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
GUZMAN, LEOPOLDO EUGENIOPRESIDENT AND OWNER
BAZYLEWICZ, PETER MICHAELCHIEF OPERATING OFFICER2142678
GUZMAN, SUSAN COVERTCORPORATE SECRETARY AND DIRECTOR1750039
MILLER, ALEXIS GUZMANCHIEF FINANCIAL OFFICER, POO, PFO5014670
TORIBIO, LUIS ACHIEF COMPLIANCE OFFICER6248172

Disclosures


Regulatory Event5

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GUZMAN & COMPANY

CRD#: 21013Coral Gables, FL 33134-5426

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