Christopher V. Harris
Professional summary
Christopher Volovic Harris, who also goes by Christopher Harris, is a registered financial professional currently at ALVAREZ & MARSAL SECURITIES, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2024. Christopher has worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Volovic Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2024 - Present
ALVAREZ & MARSAL SECURITIES, LLC
Office #1: 600 Madison Ave 8th Floor, New York, NY, 10022March 2, 2024 - December 6, 2024
ARCADIA SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2025)
(4/21/2025)
(4/21/2025)
(4/21/2025)
(3/31/2025)
(4/21/2025)
(12/16/2024)
(2/28/2025)
(4/21/2025)
Exams
Series 79TO
Date: 8/26/2024
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 3/2/2024
General Securities Representative ExaminationFINRA
Current Firm
ALVAREZ & MARSAL SECURITIES, LLC
CRD#: 127858 / SEC#: , 8-66055
Contact information
FINRA licenses (18 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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