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NJ

Nicolas Jung

TWO SIGMA SECURITIES
NEW YORK, NY 10013
Some features on this profile are disabled
CRD#: 7842123
NJ
Nicolas JungTWO SIGMA SECURITIES

Professional summary

Nicolas Jung is a registered financial professional currently at TWO SIGMA SECURITIES, LLC located in New York, New York.

Nicolas is registered as a RR (Registered Representative) and started their career in finance in 2024. Nicolas has worked at 3 firms and has passed the Series 99TO and SIE exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nicolas Jung's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 11, 2026 - Present

TWO SIGMA SECURITIES, LLC

Office #1: 100 Avenue Of The Americas 2nd Floor, New York, NY 10013
BD
CRD#: 148960
NEW YORK, NY
Past

July 9, 2025 - August 21, 2026

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

March 4, 2024 - July 14, 2025

SMBC NIKKO SECURITIES AMERICA, INC.

BD
CRD#: 28602
White Plains, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
General Industry/Product Exam
RR
Series 99TO
Status Unavailable
Passed: 3/3/2024
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 8/9/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TS
TWO SIGMA SECURITIES, LLC
SOHO SECURITIES, LLC | TWO SIGMA SECURITIES, LLC

CRD#: 148960 / SEC#: , 8-68090

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
100 Avenue Of The Americas 2nd Floor, New York, NY 10013
Mailing Address
100 Avenue Of The Americas 2nd Floor, New York, NY 10013
Phone number
(212) 625-5700
Established
Delaware since 10/03/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
TWO SIGMA SECURITIES GROUP HOLDINGS LLCSOLE MEMBER
LENTERMAN, REMCO OSCARCHIEF EXECUTIVE OFFICER2270233
LUBETSKY, JASON MATTHEWFINOP, CFO AND PRINCIPAL FINANCIAL OFFICER4012781
VALLESE, CARL JOSEPHCHIEF COMPLIANCE OFFICER4464191
VIADRO, DIMITRICOO AND PRINCIPAL OPERATIONS OFFICER5027346

Disclosures

Regulatory Event18

Red Flags

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Company Information

TWO SIGMA SECURITIES, LLC

CRD#: 148960New York, NY 10013

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