AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check

FIND A TWO SIGMA SECURITIES, LLC FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at TWO SIGMA SECURITIES, LLC

CRD#: 148960
BD

Looking for a Financial Advisor at TWO SIGMA SECURITIES, LLC?

We have compiled every financial advisor who works at TWO SIGMA SECURITIES, LLC in our database for you to search through. On this page, you will be able to find the closest financial advisors to you geographically, advisors with specific certifications that you are looking for, as well as many other filtering capabilities to help you search.

If you need additional assistance finding the specific financial advisor you are looking for, please use our search tool below and type in either their name or CRD number.

FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

TWO SIGMA SECURITIES, LLC is located at 100 Avenue Of The Americas 2nd Floor, New York, NY 10013 and was first established at New York, Delaware in 10/03/2008. After operating for 17 years, TWO SIGMA SECURITIES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of TWO SIGMA SECURITIES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. TWO SIGMA SECURITIES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at TWO SIGMA SECURITIES, LLC are registered to handle securities or provide financial advice. The firm has 18 disclosures, 18 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access TWO SIGMA SECURITIES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at TWO SIGMA SECURITIES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

Crafted using large generative AI models

Where the Statistical Data for TWO SIGMA SECURITIES, LLC Comes From

Understanding the Statistics for TWO SIGMA SECURITIES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
18

FIRM INFORMATION

Main Address
100 Avenue Of The Americas 2nd Floor, New York, NY 10013
Mailing Address
100 Avenue Of The Americas 2nd Floor, New York, NY 10013
Firm Size
Small
Phone Number
(212) 625-5700
Established
Delaware since 10/03/2008
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
TWO SIGMA SECURITIES GROUP HOLDINGS LLCSOLE MEMBER
LENTERMAN, REMCO OSCARCHIEF EXECUTIVE OFFICER2270233
LUBETSKY, JASON MATTHEWFINOP, CFO AND PRINCIPAL FINANCIAL OFFICER4012781
VALLESE, CARL JOSEPHCHIEF COMPLIANCE OFFICER4464191
VIADRO, DIMITRICOO AND PRINCIPAL OPERATIONS OFFICER5027346

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

How Do I Determine Which Firm to Work With?

Advisor's working at TWO SIGMA SECURITIES, LLC

RG

Ram K Gupta

Ram K Gupta
RR
CRD#: 6927280
Location:
New York, NY 10013
Company:
TWO SIGMA SECURITIES, LLC
Disclosures:
Experience:
7 years
View Profile
RB

Romeo Bermudez

Romeo Dizon Bermudez, Romeo Bermudez Jr
RR
CRD#: 2180982
Location:
New York, NY 10013
Company:
TWO SIGMA SECURITIES, LLC
Disclosures:
Experience:
30 years
View Profile
DS

David Mark Siegel

David Siegel
RR
CRD#: 2197031
Location:
New York, NY 10013
Company:
TWO SIGMA SECURITIES, LLC
Disclosures:
Experience:
8 years
View Profile
Name or CRD#
Location
Firm name (optional)
Credentials
Advisor type
Disclosures
Experience (Years)

Compare statistics for financial advisors here.

Review financial advisor disclosures here.

footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics