Stephen W. Beckmann
Professional summary
Stephen Wayne Beckmann, who also goes by Stephen Beckmann, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Grand Praire, Texas and BANKERS LIFE SECURITIES, INC. located in Grand Praire, Texas.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Stephen has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Wayne Beckmann's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2024 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 2505 N State Hwy #360, Grand Praire, TX 75050January 1, 2024 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 2505 N State Hwy #360, Grand Praire, TX 75050Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2024)
(2/6/2024)
Exams
Series 7TO
Date: 12/30/2023
General Securities Representative ExaminationFINRA
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
