JB
Jonathan I. Baughman
EQUITY ADVISORS
San Jose, CA
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CRD#: 7840014
JB
Professional summary
Jonathan Isaac Baughman is a registered financial advisor currently at EQUITY ADVISORS, LLC located in San Jose, California.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Jonathan has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Xchange Solutions Not investment related 3031 Tisch Way, STE 901, San Jose, CA 95128 Real Estate exchange President 01/2005 160 hours/month 7.5 hours per trading day 1031 Exchange Accommodator
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Isaac Baughman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2023 - Present
EQUITY ADVISORS, LLC
RIA
CRD#: 300031
San Jose, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/4/2023)
Exams
Current Firm
EA
EQUITY ADVISORS, LLC
EQUITY ADVISORS, LLC | SHOCKWAVE ADVISORS | LIFELONG RETIREMENT CORP
CRD#: 300031 / SEC#:
California
Registered Investment Advisory firm - (2/8/2019 Approved)Florida
Registered Investment Advisory firm - (3/5/2025 Approved)Missouri
Registered Investment Advisory firm - (8/8/2019 Approved)Nevada
Registered Investment Advisory firm - (6/18/2020 Approved)New Jersey
Registered Investment Advisory firm - (5/22/2020 Approved)North Carolina
Registered Investment Advisory firm - (11/6/2019 Approved)Pennsylvania
Registered Investment Advisory firm - (11/2/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Zepher Cove, NV
Mailing Address
Phone number
(408) 261-2275
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 178 |
| AUM (Assets Under Management) | $ 34,248,743 |
Red Flags
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