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Michael Lucarello
CETERA INVESTMENT ADVISERS LLC
WALPOLE, MA 02081
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CRD#: 7839852
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Professional summary
Michael Lucarello is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Walpole, Massachusetts and CETERA FINANCIAL SPECIALISTS LLC located in Walpole, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Michael has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TAX BUSINESS, NOT INVESTMENT RELATED, ADDRESS NORFOLK, MA, OWNER, CPA, PREPARE TAXES, TAX COMPLIANCE, TAX ADVICE AND OTHER RELATED DUTIES, 40H/WEEK, 40H/WEEK DURING TRADING HOURS, 01/2024. 2) HONEY SALES, NOT INVESTMENT RELATED, ADDRESS NORFOLK, MA, BEEKEEPER, MANAGE BEEHIVES AND SELL HONEY, OWNER, 3H/WEEK, SINCE 01/2022. 3) NAME OF OTHER BUSINESS: THE LAST DEAL; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: MOVIE INVESTMENT; START DATE: 10/2020;; POSITION/TITLE/RELATIONSHIP: EXECUTIVE PRODUCER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ROYALTIES COLLECTED FROM UPFRONT INVESTMENT IN FILM PRODUCTION 4) NAME OF OTHER BUSINESS: LUCARELLO FINANCIAL GROUP , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 03/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5) NAME OF OTHER BUSINESS: SHEDD, LUCARELLO & ASSOCIATES, INC.; INVESTMENT RELATED: NO; ADDRESS: 260 MILTON ST, FL 2, DEDHAM, MA 02026; NATURE OF BUSINESS: TAX PREP; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: TAX PREPARATION SERVICES, TAX ADVICE TO INDIVIDUALS AND BUSINESSES;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Lucarello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 11, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 55 West St Ste 201, Walpole, MA 02081RIA
CRD#: 105644
WALPOLE, MA
Current
January 17, 2024 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 55 West St Ste 201, Walpole, MA 02081BD
CRD#: 10358
Walpole, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Massachusetts(5/23/2024)
IAR
Massachusetts(6/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/17/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Walpole, MA 02081TRUST BUT VERIFY
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