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EM

Erin Mccarthy

PERITUS CAPITAL
New York, NY 10017
Some features on this profile are disabled
CRD#: 7839393
EM

Professional summary

Erin Mccarthy is a registered financial professional currently at PERITUS CAPITAL, LLC located in New York, New York.

Erin is registered as a RR (Registered Representative) and started their career in finance in 2024. Erin has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Erin Mccarthy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 7, 2025 - Present

PERITUS CAPITAL, LLC

Office #1: 535 Fifth Avenue 4th Floor, New York, NY 10017
BD
CRD#: 310736
New York, NY
Past

March 18, 2024 - April 23, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/7/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/28/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/16/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/14/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PERITUS CAPITAL, LLC
PERITUS CAPITAL, LLC

CRD#: 310736 / SEC#: , 8-70590

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
535 Fifth Avenue 4th Floor, New York, NY 10017
Mailing Address
535 Fifth Avenue 4th Floor, New York, NY 10017
Phone number
+1 (646) 360-3102
Established
Delaware since 07/22/2020
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HHCSSL LLCMANAGING MEMBER
CR EVERGREEN LLCMEMBER
EL 13 LLCMEMBER
FORBACKGROUND CONSULTING LLCMEMBER
MOONLIGHT VENTURES LLCMEMBER
SAKOL, DANIEL SCOTTFINOP2813237
TANG, HOWARD LUNG HOWCEO / CCO7292264

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PERITUS CAPITAL, LLC

CRD#: 310736New York, NY 10017

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