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Michael John Flood

DISRUPTIVE SECURITIES
NEW YORK, NY
·CRD# 7838758·2 years experience

Professional Summary

Michael John Flood is a registered financial advisor currently at DISRUPTIVE SECURITIES located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2025. Michael has worked at 1 firm and has passed the Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

2 years in the financial services industry

Current & Past Employments

DISRUPTIVE SECURITIES·CRD# 299155
BD
368 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001
December 3, 2025 - Present

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Current Firm

DS
DISRUPTIVE SECURITIES

DISRUPTIVE SECURITIES | DISRUPTIVE SECURITIES, LLC

CRD#: 299155 / SEC#: 8-70241
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

368 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001

Mailing Address

369 9th Avenue Suite 5-128 6th Floor, New York, NY, 10001

Phone Number

(973) 650-4385

Established

Delaware since 09/24/2018

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DTA MASTER, LLCSOLE MEMBER—
EDWARDS, MILES JOSHUACHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER2040332
SILVESTRO, MICHELE ANNFINANCIAL AND OPERATIONS PRINCIPAL6960939

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Oct 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Sep 2024About the SIE exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael John Flood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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