TA
Tashawn J. Arabian
EMPOWER ADVISORY GROUP
Cumberland, RI
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CRD#: 7837352
TA
Professional summary
Tashawn Joshua Arabian, who also goes by Tashawn Joshua Arabia, Tashawn Arabian, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Cumberland, Rhode Island and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Tashawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Tashawn has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tashawn Joshua Arabia | Tashawn Arabian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The principal business of TaShawn Arabian is that of an investment adviser representative and provider of financial planning services. TaShawn Arabian is also an independent licensed insurance agent, and from time to time, will offer clients advice or products from those activities. Clients should be aware that these services pay a commission or other compensation and involve a conflict of interest, as commissionable products conflict with the fiduciary duties of a registered investment adviser. Keenan Financial always acts in the best interest of the client, including the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services of any representative of Keenan Financial in connection with such individual's activities outside of Keenan Financial. TaShawn Arabian spends approximately ten hours per month on this activity, none during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Tashawn Joshua Arabian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Cumberland, RI
Current
December 11, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
January 9, 2024 - June 28, 2024
KEENAN FINANCIAL
RIA
CRD#: 285673
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/23/2024)
RR
Alaska(12/23/2024)
RR
Arizona(12/23/2024)
RR
Arkansas(12/23/2024)
RR
California(12/23/2024)
RR
Connecticut(12/23/2024)
RR
Delaware(12/23/2024)
RR
Georgia(12/23/2024)
RR
Hawaii(12/23/2024)
RR
Idaho(12/23/2024)
RR
Illinois(12/23/2024)
RR
Indiana(12/23/2024)
RR
Iowa(12/23/2024)
RR
Kansas(12/23/2024)
RR
Kentucky(12/23/2024)
RR
Maine(12/23/2024)
RR
Massachusetts(12/23/2024)
RR
Michigan(12/23/2024)
RR
Minnesota(12/23/2024)
RR
Mississippi(12/23/2024)
RR
Missouri(12/23/2024)
RR
Montana(12/23/2024)
RR
Nebraska(12/23/2024)
RR
Nevada(12/23/2024)
RR
New Hampshire(12/23/2024)
RR
New Jersey(12/23/2024)
RR
New Mexico(12/23/2024)
RR
New York(12/23/2024)
RR
North Carolina(12/23/2024)
RR
North Dakota(12/23/2024)
RR
Oklahoma(12/23/2024)
RR
Oregon(12/23/2024)
RR
Pennsylvania(12/23/2024)
RR
Rhode Island(12/23/2024)
IAR
Rhode Island(9/4/2025)
RR
South Carolina(12/23/2024)
RR
South Dakota(12/23/2024)
RR
Tennessee(12/23/2024)
RR
Texas(12/23/2024)
RR
Utah(12/23/2024)
RR
Vermont(12/23/2024)
RR
Virginia(12/23/2024)
RR
Washington(12/23/2024)
RR
West Virginia(12/23/2024)
RR
Wisconsin(12/23/2024)
RR
Wyoming(12/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/11/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
