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CD

Christian R. Dietz

SKYWORKS SECURITIES
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 7834492
CD

Professional summary

Christian Robert Dietz, who also goes by Christian R Dietz, is a registered financial professional currently at SKYWORKS SECURITIES, LLC located in Greenwich, Connecticut.

Christian is registered as a RR (Registered Representative) and started their career in finance in 2024. Christian has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christian R Dietz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christian Robert Dietz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 17, 2024 - Present

SKYWORKS SECURITIES, LLC

Office #1: 283 Greenwich Avenue 4th Floor, Greenwich, CT 06830
BD
CRD#: 128985
Greenwich, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/27/2024)
RR
New York
(8/28/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 8/27/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/17/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/15/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SKYWORKS SECURITIES, LLC
SKYWORKS SECURITIES, LLC

CRD#: 128985 / SEC#: , 8-66190

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
283 Greenwich Avenue 4th Floor, Greenwich, CT 06830
Mailing Address
283 Greenwich Avenue 4th Floor, Greenwich, CT 06830
Phone number
(203) 983-6677
Established
Delaware since 11/06/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SKYWORKS CAPITAL, LLCSOLE MEMBER
CRAINE, JEFFREY STEPHENCEO2742836
FORTINO, ANGELINAFINOP/PFO/POO6869135
GAAL, STEVEN TIBORCCO2599333

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKYWORKS SECURITIES, LLC

CRD#: 128985Greenwich, CT 06830

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